Jennifer A. Garrett

ELLIS INVESTMENT PARTNERS

Berwyn, PA 19312

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CRD#: 1628496

Professional summary

Jennifer Ann Garrett, CFA, who also goes by Jennifer A Garrett, is a registered financial advisor currently at ELLIS INVESTMENT PARTNERS, LLC located in Berwyn, Pennsylvania.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jennifer has worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer A Garrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BARC FOUNDATION 4950 YORK ROAD, HOLICONG, PA 18928; NON-PROFIT; SUPPORT FOR PEOPLE WITH DISABILITIES, CHAIR OF INVESTMENT COMMITTEE; ZERO COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Ann Garrett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

March 11, 2013 - Present

ELLIS INVESTMENT PARTNERS, LLC

Office #1: 920 Cassatt Road 200 Berwyn Park, Suite 115, Berwyn, PA 19312

RIA

CRD#: 157669

Berwyn, PA

Past

April 30, 2010 - March 27, 2013

APW CAPITAL, INC.

CRD#: 43814

WAYNE, PA

Past

March 21, 2007 - May 4, 2010

EQUITY SERVICES, INC.

CRD#: 265

WAYNE, PA

Past

September 29, 2006 - April 13, 2013

CMS WEALTH MANAGEMENT

RIA

CRD#: 105903

WAYNE, PA

Past

February 28, 1994 - November 23, 2005

CONSERVEST CAPITAL ADVISORS INC

RIA

CRD#: 111353

WYNNEWOOD, PA

Past

February 23, 1988 - December 13, 1990

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELLIS INVESTMENT PARTNERS, LLC

ELLIS INVESTMENT PARTNERS, LLC | SPECTRUM FINANCIAL GROUP INC.

CRD#: 157669 / SEC#: 801-73011

RIA

Registered Investment Advisory firm - (1/6/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/24/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/16/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/20/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/2007

General Securities Principal Examination

Current Firm

ELLIS INVESTMENT PARTNERS, LLC

ELLIS INVESTMENT PARTNERS, LLC | SPECTRUM FINANCIAL GROUP INC.

CRD#: 157669 / SEC#: 801-73011

RIA

Registered Investment Advisory firm - (1/6/2012 Approved)

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Contact information

Main Address

920 Cassatt Road 200 Berwyn Park, Suite 115, Berwyn, PA 19312

Mailing Address

Phone number

(484) 320-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	823
AUM (Assets Under Management)	$ 916,741,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jennifer A. Garrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Ann Garrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

EQUITY SERVICES, INC.

CMS WEALTH MANAGEMENT

CONSERVEST CAPITAL ADVISORS INC

JANNEY MONTGOMERY SCOTT LLC

Primary Firm SEC Registration

ELLIS INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/24/2008

Series 65

Date: 4/16/1993

Series 7

Date: 3/20/2007

Series 24

Date: 12/14/2007

Current Firm

ELLIS INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELLIS INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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