Margaret R. Bavaro
Professional summary
Margaret Rosaria Bavaro, CIMA®, who also goes by Meg Bavaro, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Newport Beach, California.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1987. Margaret has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Rosaria Bavaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2020 - Present
PIMCO INVESTMENTS LLC
Office #1: 650 Newport Center Dr., Newport Beach, CA 92660January 4, 2010 - January 24, 2020
ALLSPRING FUNDS MANAGEMENT, LLC
January 4, 2010 - January 22, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
May 18, 2009 - January 4, 2010
EVERGREEN INVESTMENT MANAGEMENT CO
April 4, 2005 - January 4, 2010
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
February 3, 1997 - February 1, 2005
TOWER SQUARE SECURITIES, INC.
September 10, 1994 - November 4, 1996
PACIFIC SELECT DISTRIBUTORS, LLC
June 15, 1990 - July 29, 1994
OSAIC WEALTH, INC.
May 19, 1987 - October 21, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/24/2020)
(1/3/2024)
(1/3/2023)
(11/30/2020)
(11/1/2023)
(1/3/2023)
(11/1/2023)
(1/3/2023)
(10/24/2024)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
