Julio C. Beaton
Professional summary
Julio Cesar Beaton JR., who also goes by Bob Beaton Jr, Julio Cesar Beaton Jr, Julio Cesar Beaton, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Fairhope, Alabama.
Julio is registered as a RR (Registered Representative) and started their career in finance in 1987. Julio has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julio Cesar Beaton JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2015 - Present
GAR WOOD SECURITIES, LLC
June 10, 2015 - August 24, 2015
INSIGNEO SECURITIES, LLC
May 4, 2004 - August 29, 2005
OMEGA RESEARCH CORPORATION
January 2, 2002 - May 12, 2015
TRADESTATION SECURITIES, INC.
August 1, 1996 - December 17, 2001
CREAND SECURITIES
December 17, 1990 - July 31, 1996
J.P. MORGAN SECURITIES LLC
February 10, 1988 - January 18, 1991
CIBC WORLD MARKETS CORP.
February 24, 1987 - March 4, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2021)
(10/6/2016)
(11/28/2018)
(9/9/2015)
(9/9/2015)
(6/8/2021)
(2/10/2021)
(5/5/2020)
(10/6/2016)
Exams
FINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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