Verna Kaufman
Professional summary
Verna Kaufman, who also goes by Verna Jean Kaufman, Verna J Kaufman, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Verna is registered as a RR (Registered Representative) and started their career in finance in 1987. Verna has worked at 5 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Verna Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 1997 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Avenue South, Minneapolis, MN 55402April 20, 1998 - January 22, 2002
AMERICAN EXPRESS SERVICE CORPORATION
June 12, 1989 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 12, 1989 - July 24, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
February 26, 1987 - January 24, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/1997)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 11/11/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
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Company Information
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506Minneapolis, MN 55402TRUST BUT VERIFY
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