William T. Easley
CETERA INVESTMENT ADVISERS LLC
OVERLAND PARK, KS 66210
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CRD#: 1625965
Professional summary
William Todd Easley, AIF®, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA ADVISORS LLC located in Toledo, Ohio.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE, DBA PROSPERITY ADVISORS, LLC,10955 LOWELL AVE., SUITE 900, OVERLAND PARK, KS 66210. 2) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/BOARD OF DIRECTORS AND FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; DUTIES: PROVIDE INVESTMENT GUIDANCE FOR BUSINESS AND INDIVIDUALS; BOARD OF DIRECTORS; DBA FOR FINANCIAL SERVICES. 3) NAME OF OTHER BUSINESS: PROSPERITY SHARED INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: OWNERSHIP GROUP ; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/BOARD OF DIRECTORS/ SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; DESCRIPTION: ENTITY TO OWN SHARES OF PROSPERITY NETWORK OF ADVISORS, BOARD OF DIRECTORS 4) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 5) NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; 6) NAME OF OTHER BUSINESS: PROSPERITY FINANCIAL PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view William Todd Easley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10955 Lowell Ave Ste 900 910, 920, 100, And 200, Overland Park, KS, 66210Office #2: 275 Springside Dr Ste 270, Akron, OH 44333Office #3: 11595 N Meridian St Ste 300, Carmel, IN 46032Office #4: 24 N Erie St, Toledo, OH 43604RIA
CRD#: 105644
OVERLAND PARK, KS
Current
July 10, 2009 - Present
CETERA ADVISORS LLC
Office #1: 24 N Erie St, Toledo, OH 43604Office #2: 10955 Lowell Ave Ste 900 910, 920, 100, & 200, Overland Park, KS, 66210Office #3: 11595 N Meridian St Ste 300, Carmel, IN 46032Office #4: 275 Springside Dr Ste 270, Akron, OH 44333BD
CRD#: 10299
Toledo, OH
Past
July 10, 2009 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
NAPLES, FL
Past
June 1, 2009 - August 3, 2009
MORGAN STANLEY
RIA
CRD#: 149777
LEAWOOD, KS
Past
June 1, 2009 - August 3, 2009
MORGAN STANLEY
BD
CRD#: 149777
LEAWOOD, KS
Past
March 12, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LEAWOOD, KS
Past
November 20, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
LEAWOOD, KS
Past
September 3, 1998 - November 21, 2000
GEORGE K. BAUM & COMPANY
BD
CRD#: 36354
KANSAS CITY, MO
Past
February 3, 1995 - September 23, 1998
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
February 26, 1987 - February 9, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 26, 1987 - February 9, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/16/2020)
RR
Arizona(7/10/2009)
RR
Arkansas(9/26/2012)
RR
California(1/4/2021)
RR
Colorado(7/10/2009)
RR
Connecticut(7/8/2021)
RR
District of Columbia(12/18/2013)
RR
Florida(3/24/2016)
RR
Georgia(7/8/2021)
RR
Idaho(7/8/2021)
RR
Illinois(1/28/2020)
RR
Indiana(7/8/2021)
IAR
Indiana(3/21/2024)
RR
Iowa(7/10/2009)
RR
Kansas(7/10/2009)
IAR
Kansas(3/21/2024)
RR
Kentucky(9/20/2021)
RR
Louisiana(1/2/2024)
RR
Maine(1/2/2024)
RR
Maryland(1/4/2021)
RR
Massachusetts(4/2/2020)
RR
Michigan(2/7/2023)
RR
Missouri(7/10/2009)
RR
Montana(7/10/2009)
RR
Nebraska(7/10/2009)
RR
New Jersey(2/14/2020)
RR
New Mexico(7/8/2021)
RR
New York(1/3/2020)
RR
North Carolina(1/5/2016)
RR
Ohio(1/3/2020)
IAR
Ohio(3/21/2024)
RR
Oklahoma(1/3/2022)
RR
Pennsylvania(7/8/2021)
RR
Rhode Island(7/3/2024)
RR
South Carolina(1/3/2020)
RR
Texas(7/10/2009)
IAR
Texas(3/21/2024)
RR
Utah(7/8/2021)
RR
Vermont(7/8/2021)
RR
Wisconsin(7/8/2021)
RR
Wyoming(7/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
