Karen E. Sykes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Eve Sykes, who also goes by Karen Walsdorf, Karen Wendt, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1987. Karen had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - June 1, 2015
SCHOOL ACTIVITIES ASSISTANCE FOUNDATION
January 2, 2009 - December 31, 2010
LINCOLN INVESTMENT
January 2, 2009 - October 10, 2014
LINCOLN INVESTMENT
February 15, 2005 - December 31, 2008
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 1, 2000 - February 15, 2005
PMG SECURITIES CORPORATION
March 2, 1987 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCHOOL ACTIVITIES ASSISTANCE FOUNDATION
CRD#: 163953 / SEC#:
Contact information
Red Flags
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