Jeffery C. Welch

JEFFERY C. WELCH AND ASSOCIATES

Templeton, CA

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CRD#: 1624759

Professional summary

Jeffery Curtis Welch, who also goes by Jeffrey Welch, is a registered financial advisor currently at JEFFERY C. WELCH AND ASSOCIATES, INC. located in Templeton, California.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffery has worked at 8 firms and has passed the Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance CA license Oa33526 - Annuity and Life Insurance sales. Independent contractor with several life insurance companies. Began in 1990. About 10 hours/month. The address is my office address, 1737 Via Rojas, Templeton, CA 93465

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Curtis Welch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2007 - Present

JEFFERY C. WELCH AND ASSOCIATES, INC.

RIA

CRD#: 143092

Templeton, CA

Past

January 23, 2007 - December 31, 2010

BROKERSXPRESS LLC

CRD#: 127081

PLEASANTVILLE, TN

Past

March 31, 1998 - October 5, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SPRINGVILLE, CA

Past

February 23, 1998 - January 25, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SPRINGVILLE, CA

Past

March 7, 1996 - February 24, 1998

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

January 23, 1996 - February 20, 1996

CUE FINANCIAL GROUP, INC.

CRD#: 21033

PHOENIX, AZ

Past

August 11, 1995 - December 31, 1995

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

September 28, 1990 - August 8, 1995

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

January 27, 1989 - October 11, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 21, 1987 - February 8, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/23/2007)

IAR

Texas
(12/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1987

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/26/1987

National Commodity Futures Examination

Current Firm

JEFFERY C. WELCH AND ASSOCIATES, INC.

INHERITANCE BUILDERS | JEFFERY C. WELCH AND ASSOCIATES, INC.

CRD#: 143092 / SEC#:

California

Registered Investment Advisory firm - (4/23/2007 Approved)

Montana

Registered Investment Advisory firm - (5/11/2018 Approved)

Texas

Registered Investment Advisory firm - (3/15/2013 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (4/10/2018 Approved)

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Contact information

Main Address

Templeton, CA

Mailing Address

P.o. Box 1327, Templeton, CA 93465

Phone number

(831) 207-9173

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	307
AUM (Assets Under Management)	$ 26,861,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffery C. Welch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Curtis Welch's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERSXPRESS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA ADVISORS LLC

CUE FINANCIAL GROUP, INC.

CETERA ADVISORS LLC

MARKETING ONE SECURITIES, INC.

LEHMAN BROTHERS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/1987

Series 7

Date: 4/18/1987

Series 3

Date: 3/26/1987

Current Firm

JEFFERY C. WELCH AND ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JEFFERY C. WELCH AND ASSOCIATES, INC.

TRUST BUT VERIFY

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