Albert J. Gutierrez

ATLAS CAPITAL ADVISORS

San Francisco, CA 94129

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CRD#: 1624262

Professional summary

Albert Joseph Gutierrez, who also goes by Bert Gutierrez, is a registered financial advisor currently at ATLAS CAPITAL ADVISORS INC. located in San Francisco, California.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Albert has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bert Gutierrez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Joseph Gutierrez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2020 - Present

ATLAS CAPITAL ADVISORS INC.

Office #1: 38 Keyes Ave Suite 200, San Francisco, CA 94129

RIA

CRD#: 127036

San Francisco, CA

Past

December 6, 2017 - December 31, 2018

ATLAS CAPITAL ADVISORS INC.

RIA

CRD#: 127036

SAN FRANCISCO, CA

Past

August 30, 2010 - December 31, 2015

ATLAS CAPITAL ADVISORS INC.

RIA

CRD#: 127036

SAN FRANCISCO, CA

Past

July 19, 2002 - January 8, 2007

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

May 24, 2000 - January 30, 2002

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

December 17, 1991 - May 4, 2000

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

October 9, 1990 - July 31, 1991

CONSECO SECURITIES, INC.

CRD#: 25594

Past

February 24, 1987 - February 22, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS CAPITAL ADVISORS INC.

ATLAS CAPITAL ADISORS | ATLAS CAPITAL ADVISORS LLC | ATLAS CAPITAL ADVISORS INC.

CRD#: 127036 / SEC#: 801-66544

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

California

Registered Investment Advisory firm - (5/22/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Current Firm

ATLAS CAPITAL ADVISORS INC.

ATLAS CAPITAL ADISORS | ATLAS CAPITAL ADVISORS LLC | ATLAS CAPITAL ADVISORS INC.

CRD#: 127036 / SEC#: 801-66544

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

California

Registered Investment Advisory firm - (5/22/2006 Terminated)

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Contact information

Main Address

38 Keyes Ave Suite 200, San Francisco, CA 94129

Mailing Address

Phone number

(415) 354-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS CAPITAL ADVISORS LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	481
AUM (Assets Under Management)	$ 1,054,159,676

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report
03/08/2024	Cover Page	Report
02/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Albert J. Gutierrez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Joseph Gutierrez's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLAS CAPITAL ADVISORS INC.

ATLAS CAPITAL ADVISORS INC.

VP DISTRIBUTORS LLC

VALIC FINANCIAL ADVISORS, INC.

CONSECO EQUITY SALES, INC.

CONSECO SECURITIES, INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

ATLAS CAPITAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1987

Series 7

Date: 2/21/1987

Current Firm

ATLAS CAPITAL ADVISORS INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATLAS CAPITAL ADVISORS INC.

TRUST BUT VERIFY

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