Julie C. Lee
Professional summary
Julie Chei Hwei Lee, who also goes by Julie Cheihweichang, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Calabasas, California and NYLIFE SECURITIES LLC located in Calabasas, California.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Julie has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julie Chei Hwei Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2000 - Present
EAGLE STRATEGIES LLC
January 1, 1994 - Present
NYLIFE SECURITIES LLC
February 26, 1987 - March 29, 1990
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/1994)
(7/19/2000)
(1/11/2011)
(11/20/1995)
(5/25/1994)
(8/6/2020)
(2/23/2004)
(9/2/2003)
(10/23/1996)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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