Carol D. Leeland
Professional summary
Carol Devries Leeland, who also goes by Carol Maxine Devries, Carol Maxine Donovan, Carol Maxine Leeland, is a registered financial advisor currently at ROUTE 20 PRIVATE WEALTH INC. located in Portland, Oregon.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Carol has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Devries Leeland's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2024 - Present
ROUTE 20 PRIVATE WEALTH INC.
February 6, 2002 - November 16, 2022
PEREGRINE ASSET ADVISERS, INC.
October 22, 1990 - July 11, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ROUTE 20 PRIVATE WEALTH INC.
CRD#: 332581 / SEC#: 801-130981
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/29/2024)
Exams
Current Firm
ROUTE 20 PRIVATE WEALTH INC.
CRD#: 332581 / SEC#: 801-130981
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 54,605,989 |
Red Flags
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