ST
Scott T. Taylor
BREAN CAPITAL
Memphis, TN 38120
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CRD#: 1623317
ST
Professional summary
Scott Tillman Taylor is a registered financial professional currently at BREAN CAPITAL, LLC located in Memphis, Tennessee.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 8 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Tillman Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2022 - Present
BREAN CAPITAL, LLC
Office #1: Renaissance Center, Ste 400 1715 Aaron Brenner Drive, Memphis, TN 38120BD
CRD#: 23723
Memphis, TN
Past
February 5, 2007 - May 3, 2022
AUSTIN ATLANTIC CAPITAL INC.
BD
CRD#: 43981
MEMPHIS, TN
Past
April 4, 2006 - February 2, 2007
CANTOR FITZGERALD & CO.
BD
CRD#: 134
MEMPHIS, TN
Past
February 6, 2002 - March 31, 2006
MOUNTAIN RIVER SECURITIES, INC.
BD
CRD#: 36937
DENVER, CO
Past
March 14, 2001 - January 17, 2002
SERVICE ASSET MANAGEMENT COMPANY
BD
CRD#: 47157
AUSTIN, TX
Past
March 8, 1995 - January 9, 2001
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
BD
CRD#: 6950
MEMPHIS (SHELBY), TN
Past
July 3, 1989 - March 7, 1995
GSC SECURITIES, INC.
BD
CRD#: 17013
Past
July 3, 1989 - March 7, 1995
GOVERNMENT SECURITIES CORPORATION
BD
CRD#: 19698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/21/2022)
RR
California(9/21/2022)
RR
Florida(9/21/2022)
RR
Georgia(9/21/2022)
RR
Idaho(7/31/2024)
RR
Illinois(9/21/2022)
RR
Indiana(9/21/2022)
RR
Kansas(4/25/2023)
RR
Kentucky(9/21/2022)
RR
Louisiana(9/21/2022)
RR
Mississippi(5/16/2025)
RR
Missouri(7/17/2024)
RR
Nebraska(9/21/2022)
RR
New Jersey(7/3/2024)
RR
New York(5/3/2022)
RR
North Carolina(6/9/2025)
RR
North Dakota(6/27/2025)
RR
Ohio(6/9/2022)
RR
Oklahoma(4/19/2023)
RR
Oregon(9/21/2022)
RR
Pennsylvania(9/21/2022)
RR
South Carolina(11/4/2025)
RR
Tennessee(5/3/2022)
RR
Texas(6/8/2022)
RR
Virginia(6/8/2022)
RR
Wisconsin(6/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.
CRD#: 23723 / SEC#: , 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BREAN CAPITAL, LLC
CRD#: 23723Memphis, TN 38120TRUST BUT VERIFY
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