May C. Yu
Professional summary
May Chungman Yu, who also goes by May Doyle, Chungman May Yu, May C Yu, May Chungman Yu, is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York.
May is registered as a RR (Registered Representative) and started their career in finance in 1988. May has worked at 15 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view May Chungman Yu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2023 - Present
CREDIT AGRICOLE SECURITIES (USA) INC.
Office #1: 1301 Avenue Of The Americas 9th Floor, New York, NY 10019April 26, 2022 - November 7, 2022
ICE BONDS SECURITIES CORPORATION
April 20, 2020 - December 21, 2021
LIME TRADING CORP
May 17, 2017 - April 21, 2020
NFSTX, LLC
December 8, 2016 - April 21, 2020
NPM SECURITIES, LLC
December 8, 2016 - April 21, 2020
NASDAQ EXECUTION SERVICES, LLC
December 8, 2016 - April 21, 2020
NASDAQ CAPITAL MARKETS ADVISORY LLC
December 8, 2016 - April 21, 2020
EXECUTION ACCESS, LLC
February 21, 2013 - July 18, 2014
SYMPHONIC SECURITIES LLC
January 25, 2013 - July 18, 2014
CNR SECURITIES, LLC
March 16, 2010 - January 30, 2013
TD SECURITIES (USA) LLC
December 16, 2002 - March 15, 2010
EQUITABLE ADVISORS, LLC
October 11, 2000 - April 10, 2002
GOLDMAN SACHS & CO. LLC
May 23, 1989 - October 19, 2000
UBS FINANCIAL SERVICES INC.
April 19, 1988 - March 17, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/2/1998
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
CREDIT AGRICOLE SECURITIES (USA) INC.
CRD#: 190 / SEC#: , 8-13753
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | |
| ARNAL, CELINE | DIRECTOR | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Disclosures
| Regulatory Event | 18 |
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