Harry M. Dye
Professional summary
Harry Morgan Dye III, who also goes by Trey Dye, is a registered financial advisor currently at WINDSOR ADVISORY GROUP, LLC located in Columbus, Ohio.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Harry has worked at 3 firms and has passed the Series 65, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry Morgan Dye III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2017 - Present
WINDSOR ADVISORY GROUP, LLC
Office #1: 2130 Quarry Trails Dr 1st Floor, Columbus, OH 43228September 30, 1988 - December 12, 1996
SECURIAN FINANCIAL SERVICES, INC.
June 22, 1987 - September 30, 1988
DATAPLAN SECURITIES, INC.
Primary Firm SEC Registration
WINDSOR ADVISORY GROUP, LLC
CRD#: 122266 / SEC#: 801-61372
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/7/2017)
Exams
Current Firm
WINDSOR ADVISORY GROUP, LLC
CRD#: 122266 / SEC#: 801-61372
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,558 |
| AUM (Assets Under Management) | $ 2,582,151,903 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 | ||
| 10/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
