Ricky J. Pickle

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES

PRESCOTT, WI

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CRD#: 1621705

Professional summary

Ricky Joe Pickle, CFP®, who also goes by Rick Pickle, is a registered financial advisor currently at PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES located in Prescott, Wisconsin.

Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ricky has worked at 4 firms and has passed the Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Pickle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

R.J. PICKLE, CPA, CFP, PC 150 FRONT ST N, UNIT 121, PRESCOTT, WI 54021 President of company serving individuals with tax preparation. Non investment-related services are provided. Began 1/2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Joe Pickle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 19, 2001 - Present

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES

RIA

CRD#: 115490

PRESCOTT, WI

Past

December 7, 2001 - August 25, 2003

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

October 15, 1988 - March 20, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

Past

January 30, 1987 - October 28, 1988

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/19/2001)

IAR

Wisconsin
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/6/2001

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 1/29/1987

Direct Participation Programs Representative Examination

Current Firm

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES | RICKY JOE PICKLE | R J PICKLE ASSOCIATES

CRD#: 115490 / SEC#:

Texas

Registered Investment Advisory firm - (11/19/2001 Approved)

Wisconsin

Registered Investment Advisory firm - (6/26/2024 Approved)

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Contact information

Main Address

Prescott, WI

Mailing Address

Phone number

(817) 412-9016

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 15,848,830

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ricky J. Pickle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Joe Pickle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES

TRIAD ADVISORS LLC

MML INVESTORS SERVICES, LLC

CULLUM & SANDOW SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2001

Series 6

Date: 12/6/2001

Series 22

Date: 1/29/1987

Current Firm

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRO ADVISORS, LTD. DBA R J PICKLE FINANCIAL SERVICES

TRUST BUT VERIFY

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