Keith M. Huber

HUBER, CARDONO, MORING & RICHTER, L.P.

HOUSTON, TX 77098

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CRD#: 1621675

Professional summary

Keith Murell Huber JR, CFP® is a registered financial advisor currently at HUBER, CARDONO, MORING & RICHTER, L.P. located in Houston, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Houston, Texas.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Keith has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)KEITH M HUBER, 2323 BERING DR, NO 3, HOUSTON TX 77057, United States, 02/01/1988, Owner, Insurance/Benefits/Human Resources, INV REL - 20/MO - 1/TRADING. 2)HCM MANAGEMENT INC, 2323 Bering Dr #3, HOUSTON TX 77056, United States, 09/20/1996, Owner, Owner/Partner of a Business Entity, NIR, DEVOTES 4 HR/MO. 4 HOUR DURING TRADING. 3)HUBER CARDONO MORING & RICHTER LP, 2323 BERING DR, NO 3, HOUSTON TX 77057, United States, 09/20/1996, Owner, RIA Affiliation, INV REL - 120/MO - 30/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Murell Huber JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

August 10, 2006 - Present

HUBER, CARDONO, MORING & RICHTER, L.P.

Office #1: 3700 Buffalo Speedway Suite 420, Houston, TX 77098

RIA

CRD#: 110705

HOUSTON, TX

Current

January 16, 2007 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HOUSTON, TX

Past

October 22, 1996 - January 24, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

January 15, 1988 - October 18, 1996

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

April 29, 1987 - August 18, 1987

ISC SECURITIES, INC.

CRD#: 8183

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(1/4/2024)

Indiana
(1/25/2007)

Louisiana
(8/4/2023)

IAR

Texas
(8/10/2006)

Texas
(1/23/2007)

Virginia
(1/16/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HUBER, CARDONO, MORING & RICHTER, L.P.

D/B/A HUBER, CARDONO, MORING & RICHTER, L.P. | HUBER, CARDONO, MORING & RICHTER, L.P. | HUBER, CARDONO & MORING, L.P.

CRD#: 110705 / SEC#: 801-53391

RIA

Registered Investment Advisory firm - (10/10/2012 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(713) 626-5800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 22,282,373

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith M. Huber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Murell Huber JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUBER, CARDONO, MORING & RICHTER, L.P.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

THE ADVISORS GROUP, INC.

ISC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/1987

SIE

Date: 10/1/2018

Series 7

Date: 4/25/1987

FINRA

Current Firm

HUBER, CARDONO, MORING & RICHTER, L.P.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUBER, CARDONO, MORING & RICHTER, L.P.

TRUST BUT VERIFY

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