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GR

Gregory K. Roth

ATLAS TECHNOLOGY GROUP LLC
Menlo Park, CA 94025
Some features on this profile are disabled
CRD#: 1621596
GR

Professional summary

Gregory Killion Roth, who also goes by Gregory K Roth, is a registered financial professional currently at ATLAS TECHNOLOGY GROUP LLC located in Menlo Park, California.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 14 firms and has passed the Series 63, SIE, Series 79, Series 62 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory K Roth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Killion Roth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2022 - Present

ATLAS TECHNOLOGY GROUP LLC

Office #1: 1300 El Camino Real Suite 100 #47, Menlo Park, CA 94025
BD
CRD#: 152828
Menlo Park, CA
Past

November 1, 2016 - August 9, 2022

AGC PARTNERS

BD
CRD#: 125958
FOSTER CITY, CA
Past

January 15, 2016 - June 9, 2016

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
Menlo Park, CA
Past

May 29, 2014 - December 31, 2015

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
Menlo Park, CA
Past

July 27, 2012 - April 17, 2014

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
SAN FRANCISCO, CA
Past

February 4, 2011 - June 28, 2012

THINKEQUITY LLC

BD
CRD#: 44274
MENLO PARK, CA
Past

November 18, 2005 - August 9, 2007

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
NEW YORK, NY
Past

March 19, 2004 - September 9, 2005

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

May 30, 2001 - March 22, 2004

PRESIDIO MERCHANT PARTNERS LLC

BD
CRD#: 46473
DENVER, CO
Past

November 3, 2000 - April 6, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

January 5, 2000 - April 6, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 6, 1998 - April 15, 1998

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

August 17, 1993 - April 6, 1998

WESSELS, ARNOLD & HENDERSON, L.L.C.

BD
CRD#: 17914
MINNEAPOLIS, MN
Past

June 4, 1990 - December 3, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

September 6, 1989 - December 3, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 24, 1987 - October 23, 1987

MABON, NUGENT & CO.

BD
CRD#: 2617

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/22/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/28/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/3/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 8/11/1993
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1987
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AT
ATLAS TECHNOLOGY GROUP LLC
ATLAS TECHNOLOGY GROUP LLC

CRD#: 152828 / SEC#: , 8-68480

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1300 El Camino Real Suite 100, #47, Menlo Park, CA 94025
Mailing Address
1300 El Camino Real Suite 100, #47, Menlo Park, CA 94025
Phone number
(415) 795-8800
Established
California since 11/24/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TROUSSET, TONY MICHAELMANAGING MEMBER / CEO/ CCO2460709
RUSSELL, SARAH DETLINGPFO6727189

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLAS TECHNOLOGY GROUP LLC

CRD#: 152828Menlo Park, CA 94025

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