Mark A. Hillman

HILLMAN CAPITAL MANAGEMENT

Bethesda, MD 20814

Some features on this profile are disabled

CRD#: 1620991

Professional summary

Mark Alan Hillman is a registered financial advisor currently at HILLMAN CAPITAL MANAGEMENT INC located in Bethesda, Maryland.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mark has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Hillman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 1999 - Present

HILLMAN CAPITAL MANAGEMENT INC

Office #1: 7255 Woodmont Avenue Suite 260, Bethesda, MD 20814

RIA

CRD#: 110096

Bethesda, MD

Past

July 19, 2000 - June 5, 2001

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

September 8, 1993 - September 2, 1998

MENOCAL & CO.

CRD#: 31152

Past

January 30, 1991 - September 18, 1991

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 30, 1988 - April 2, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 6, 1987 - April 19, 1988

MONARCH SECURITIES, INC.

CRD#: 2809

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILLMAN CAPITAL MANAGEMENT INC

CRD#: 110096 / SEC#: 801-57921

RIA

Registered Investment Advisory firm - (9/12/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/16/1999)

IAR

Texas
(3/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/27/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/22/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/6/1994

General Securities Principal Examination

Current Firm

HILLMAN CAPITAL MANAGEMENT INC

CRD#: 110096 / SEC#: 801-57921

RIA

Registered Investment Advisory firm - (9/12/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7255 Woodmont Avenue Suite 260, Bethesda, MD 20814

Mailing Address

Phone number

(240) 744-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HCM FORM ADV PART 2A AND 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 308,016,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Hillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Hillman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

MENOCAL & CO.

LPL FINANCIAL LLC

LEHMAN BROTHERS INC.

MONARCH SECURITIES, INC.

Primary Firm SEC Registration

HILLMAN CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/1994

Series 63

Date: 3/20/1987

Series 3

Date: 6/27/1988

Series 7

Date: 1/16/1988

Series 6

Date: 2/5/1987

Series 53

Date: 10/22/1997

Series 24

Date: 5/6/1994

Current Firm

HILLMAN CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILLMAN CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

Similar Advisors