Terrence S. Cassidy
Professional summary
Terrence Sean Cassidy JR, who also goes by Terry Cassidy Jr, is a registered financial professional currently at CASTLEOAK SECURITIES, LP located in New York, New York.
Terrence is registered as a RR (Registered Representative) and started their career in finance in 1988. Terrence has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrence Sean Cassidy JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2025 - Present
CASTLEOAK SECURITIES, LP
Office #1: 200 Vesey Street Fl 04, New York, NY 10281February 27, 2017 - August 25, 2025
IMPERIAL CAPITAL, LLC
April 3, 2013 - February 22, 2017
SG AMERICAS SECURITIES, LLC
August 6, 2008 - March 21, 2013
BEDROK SECURITIES LLC
August 19, 1999 - June 10, 2008
J.P. MORGAN SECURITIES LLC
July 28, 1998 - August 20, 1998
J.P. MORGAN SECURITIES LLC
March 26, 1990 - January 8, 1998
TITUS & DONNELLY LLC
August 11, 1988 - March 26, 1990
G.I.M.B. MUNICIPAL SECURITIES BROKER
January 13, 1988 - August 23, 1988
J.J. KENNY DRAKE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2025)
(8/27/2025)
(9/2/2025)
(8/27/2025)
(8/27/2025)
(8/27/2025)
Exams
FINRA
Current Firm
CASTLEOAK SECURITIES, LP
CRD#: 125334 / SEC#: , 8-65786
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | |
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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