RR
Rene A. Ruiz
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
SAN ANTONIO, TX
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CRD#: 1620614
RR
Professional summary
Rene Alejandro Ruiz, ChFC®, CLU® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in San Antonio, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in San Antonio, Texas.
Rene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Rene has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENE A RUIZ, 8303 LAURELHURST, SAN ANTONIO, TX, 06/2020, AGENT, REFERRALS, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) RENE A RUIZ, 8303 LAURELHURST, SAN ANTONIO, TX, 04/2019, OWNER, TAX SERVICE, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) ELITE BENEFITS, 8303 LAURELHURST, SAN ANTONIO, TX, 04/2019, AGENT, REFERRALS, NIR, 2 HR/MO, 0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) NEXUS PHOTOGENICS:RENE ALEJANDRO PHOTOGRAPHY, 8303 LAURELHURST, SAN ANTONIO TX, 04/2010, PHOTOGRAPHER, NIR, 12 HR/MO, 0 HR/MO TRADING. 6) RENE A RUIZ, 8303 LAURELHURST, SAN ANTONIO, TX, 06/2006, OWNER, REAL ESTATE, NIR, 0 HR/MO, 0 HR/MO TRADING. 7) NEXUS FINANCIAL SOLUTIONS, 8303 LAURELHURST, SAN ANTONIO, TX, 06/2012, IAR, DBA, INV REL, 30 HR/MO, 30 HR/MO TRADING. 8) NEXUS FINANCIAL SOLUTIONS, 8303 LAURELHURST, SAN ANTONIO, TX, 06/2009, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 160 HR/MO, 160 HR/MO TRADING. 9) NEXUS RETIREMENT STRATEGIES, 8303 Laurelhurst, San Antonio TX 78209, United States, 09/01/2025, Investment Advisor Representative, DBA Name, NIR, 150 HR/MO - 150 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Rene Alejandro Ruiz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SAN ANTONIO, TX
Current
June 29, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SAN ANTONIO, TX
Past
July 21, 2010 - July 5, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SAN ANTONIO, TX
Past
February 4, 2010 - July 5, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SAN ANTONIO, TX
Past
August 3, 2009 - October 22, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
SAN ANTONIO, TX
Past
April 30, 1991 - August 13, 2007
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Past
February 5, 1991 - April 24, 1991
AMERICAN CAPITAL CORPORATION
BD
CRD#: 16124
VALLEY FORGE, PA
Past
May 24, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
May 24, 1988 - February 27, 1991
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
August 24, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Past
August 24, 1987 - April 19, 1988
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Past
April 7, 1987 - June 11, 1987
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/2/2020)
RR
Texas(6/29/2012)
IAR
Texas(6/29/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
