Scot B. Ahearn

BLACKRIDGE ASSET MANAGEMENT

Pittston, PA 18640

Some features on this profile are disabled

CRD#: 1620029

Professional summary

Scot Brian Ahearn, who also goes by Scot Brian Patrick Ahearn, Scott Brian Ahearn, Scott Ahearn, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Pittston, Pennsylvania and PEAK BROKERAGE SERVICES, LLC located in Pittston, Pennsylvania.

Scot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scot has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scot Brian Patrick Ahearn | Scott Brian Ahearn | Scott Ahearn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AHEARN WEALTH MANAGEMENT; DBA; OWNERSHIP 100% 2) IAR; Blackridge Asset Management; Investment Advisor Representative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scot Brian Ahearn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2019 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 17 Cornerlia Street, Pittston, PA 18640

RIA

CRD#: 277085

Pittston, PA

Current

September 1, 2015 - Present

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Pittston, PA

Past

September 3, 2015 - December 13, 2018

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA

CRD#: 144733

PITTSTON, PA

Past

January 3, 2011 - September 2, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PITTSTON, PA

Past

January 3, 2011 - September 2, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PITTSTON, PA

Past

June 6, 2008 - January 11, 2011

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SCRANTON, PA

Past

December 21, 2007 - January 11, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SCRANTON, PA

Past

December 12, 2005 - December 7, 2007

LEIGH BALDWIN & CO., LLC

CRD#: 38751

WILKES BARRE, PA

Past

January 1, 1997 - December 8, 2005

NORTHEAST CAPITAL MANAGEMENT, INC.

CRD#: 28956

WILKES-BARRE, PA

Past

January 1, 1991 - November 27, 1996

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

October 5, 1990 - January 1, 1991

BUTCHER & SINGER INC.

CRD#: 6517

Past

January 17, 1990 - October 9, 1990

JJC SECURITIES CO., INC.

CRD#: 3144

Past

January 2, 1990 - January 29, 1990

HANIFEN, IMHOFF SECURITIES CORP.

CRD#: 10620

Past

February 24, 1987 - January 2, 1990

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/21/2015)

Pennsylvania
(9/2/2015)

IAR

Pennsylvania
(1/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Christian Ohl

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norfolk, NE

Jose Lozano

STONEX FINANCIAL INC.

WINTER PARK, FL

Eric Smith

J. W. COLE ADVISORS, INC.

IAR

JACKSONVILLE, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scot B. Ahearn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scot Brian Ahearn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

LEIGH BALDWIN & CO., LLC

NORTHEAST CAPITAL MANAGEMENT, INC.

FIRST UNION CAPITAL MARKETS CORP.

BUTCHER & SINGER INC.

JJC SECURITIES CO., INC.

HANIFEN, IMHOFF SECURITIES CORP.

MOORE & SCHLEY, CAMERON & CO.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2008

Series 63

Date: 3/13/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1987

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors