Christopher P. Terenzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Terenzi, who also goes by Christopher Terenzi, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2011 - July 10, 2017
AST INVESTOR SERVICES LLC
November 21, 1995 - June 2, 2010
TD SECURITIES (USA) LLC
April 13, 1989 - October 26, 1995
SBC WARBURG, INC.
March 21, 1987 - April 28, 1989
CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AST INVESTOR SERVICES LLC
CRD#: 155050 / SEC#: , 8-68694
Contact information
Documents
Red Flags
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