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Christopher Paul Terenzi

CRD# 1619938·Registered 1987 - 2017
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Paul Terenzi, who also goes by Christopher Terenzi, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1987 - 2017. Christopher had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Terenzi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

AST INVESTOR SERVICES LLC·CRD# 155050
BD
Brooklyn, NY
September 19, 2011 - July 10, 2017
TD SECURITIES (USA) LLC·CRD# 18476
BD
New York, NY
November 21, 1995 - June 2, 2010
SBC WARBURG, INC.·CRD# 23745
BD
New York, NY
April 13, 1989 - October 26, 1995
CHASE SECURITIES, INC.·CRD# 10793
BD
New York, MD
March 21, 1987 - April 28, 1989

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Current Firm

AI
AST INVESTOR SERVICES LLC

AST BROKERAGE SOLUTIONS, LLC | AST INVESTOR SERVICES, LLC | AST INVESTOR SERVICES LLC

CRD#: 155050 / SEC#: 8-68694
BD
Terminated by SEC on 09/05/2017

Contact Information

Established

New York since 08/09/2010

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
ARMOR HOLDING II, LLCMEMBER—
CORTESE, THOMAS JOSEPHCHIEF COMPLIANCE OFFICER2350089
FLANIGAN, MARTIN GERARDCEO1474962
HALICA, CRAIG PETERFINOP3163306
TERENZI, CHRISTOPHER PAULEVP, BROKERAGE1619938

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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