Ira R. Yermish

CETERA INVESTMENT ADVISERS LLC

PINEHURST, NC

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CRD#: 1619786

Professional summary

Ira Robert Yermish, CFP®, who also goes by Bob Yermish, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pinehurst, North Carolina and CETERA WEALTH SERVICES, LLC located in Pinehurst, North Carolina.

Ira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Ira has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Yermish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 29 BALA AVE STE 204; BALA CYNWYD; PA; 19004; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/29/2013; 30; 15; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: Physicians Financial Partners; No; 100 WINNERS CIRCLE STE 100; BRENTWOOD; TN; 37027; life, disability, LTC & medicare supplements; Vetted Provider; 9/1/2013; 10; 10; follow-up on physician leads - sell insurance products| 3) NAME OF ENTITY: Yermish Financial Management, LLC; Yes; 2009 E DARBY RD; HAVERTOWN; PA; 19083; FINANCIAL SERVICES/DBA; OWNER/PRINCIPAL; 9/20/2013; 160; 160; SELL AND SERVICE OF FIXED INSURANCE, SECURITIES & INVESTMENT PRODUCTS.| 4) NAME OF OTHER BUSINESS: KELJAM PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: 7 GOSHAWK LITTLETON, CO 80127; NATURE OF BUSINESS: REAL ESTATE INVESTMENT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: INVESTOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTMENT INTO MULTI FAMILY RENTAL PROPERTIES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira Robert Yermish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

PINEHURST, NC

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PINEHURST, NC

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

December 5, 2013 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

HAVERTOWN, PA

Past

November 29, 2013 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

HAVERTOWN, PA

Past

May 27, 2005 - December 11, 2013

LPL FINANCIAL LLC

CRD#: 6413

BALA CYNWYD, PA

Past

January 10, 2000 - May 26, 2005

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

August 12, 1992 - January 7, 2000

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

January 17, 1991 - August 11, 1992

CAPITAL STRATEGIES LIMITED

CRD#: 10253

PHILADELPHIA, PA

Past

January 22, 1990 - February 4, 1991

MONACO SECURITIES, INC.

CRD#: 23110

Past

April 22, 1987 - January 1, 1990

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/9/2021)

Delaware
(6/9/2021)

Florida
(6/10/2021)

Illinois
(8/2/2024)

Maryland
(6/9/2021)

Michigan
(11/29/2021)

New Jersey
(6/9/2021)

New York
(6/9/2021)

North Carolina
(6/9/2021)

IAR

North Carolina
(11/1/2023)

Ohio
(9/20/2024)

Pennsylvania
(6/9/2021)

Washington
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/20/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ira R. Yermish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira Robert Yermish's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

THE O.N. EQUITY SALES COMPANY

CAPITAL STRATEGIES LIMITED

MONACO SECURITIES, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/1987

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2010

Series 6

Date: 4/20/1987

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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