Nadim S. Khalaf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nadim Samih Khalaf was a registered financial professional .
Nadim is a previously registered financial professional and started their career in finance in 1997. Nadim had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2015 - October 22, 2015
JCC CAPITAL MARKETS, LLC
October 1, 2012 - March 26, 2015
BCC ADVISORY SERVICES, LLC
April 13, 2010 - June 11, 2012
BCC ADVISORY SERVICES, LLC
April 1, 2003 - February 11, 2005
PMB SECURITIES CORP.
March 24, 2003 - February 11, 2005
PMB SECURITIES CORP.
December 13, 2000 - February 10, 2003
MORGAN STANLEY DW INC.
November 1, 2000 - February 10, 2003
MORGAN STANLEY DW INC.
July 14, 1997 - September 22, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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