Joseph A. Tarangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Tarangelo JR was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1987. Joseph had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 26, 2018 - August 5, 2019
MRA ADVISORY GROUP
June 30, 2015 - December 31, 2016
MML INVESTORS SERVICES, LLC
April 3, 2014 - June 15, 2015
EQUITABLE ADVISORS, LLC
January 7, 2014 - June 15, 2015
EQUITABLE ADVISORS, LLC
May 31, 2005 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
November 5, 1999 - June 17, 2005
CANACCORD GENUITY LLC
March 24, 1987 - November 8, 1999
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
MRA ADVISORY GROUP
CRD#: 287933 / SEC#: 801-110363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MRA ADVISORY GROUP
CRD#: 287933 / SEC#: 801-110363
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 401 |
| AUM (Assets Under Management) | $ 293,619,805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
