Jennifer G. Jones
Professional summary
Jennifer Gale Jones, who also goes by Jennifer J Ninde, Jennifer Jones Ninde, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chesapeake, Virginia and CETERA ADVISORS LLC located in Chesapeake, Virginia.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jennifer has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Gale Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
October 3, 2016 - Present
CETERA ADVISORS LLC
November 28, 2016 - March 21, 2024
CETERA ADVISORS LLC
October 3, 2016 - November 18, 2016
CETERA ADVISORS LLC
June 4, 2007 - October 3, 2016
INVESTORS CAPITAL CORP.
May 31, 2007 - October 3, 2016
INVESTORS CAPITAL CORP.
March 20, 2007 - June 4, 2007
NEXT FINANCIAL GROUP, INC.
March 16, 2007 - June 4, 2007
NEXT FINANCIAL GROUP, INC.
September 19, 2001 - March 22, 2007
MML INVESTORS SERVICES, LLC
June 4, 2001 - March 22, 2007
MML INVESTORS SERVICES, LLC
March 29, 1999 - September 1, 2000
UBS FINANCIAL SERVICES INC.
August 3, 1995 - April 6, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 21, 1990 - July 25, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1988 - November 6, 1989
CITIGROUP GLOBAL MARKETS INC.
November 20, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
November 20, 1987 - April 24, 1989
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2016)
(10/4/2016)
(1/18/2019)
(10/3/2016)
(2/3/2020)
(2/12/2026)
(10/3/2016)
(10/3/2016)
(1/2/2026)
(10/3/2016)
(3/21/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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