Theodore E. Peters
Professional summary
Theodore Edward Peters, who also goes by Ted Peters, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Melbourne, Florida and TRUIST INVESTMENT SERVICES, INC. located in Melbourne, Florida.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Theodore has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Edward Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1303 S Babcock Street 2nd Floor, Melbourne, FL 32901August 8, 2006 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1303 S Babcock St Fl 2, Melbourne, FL 32901August 9, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 27, 2002 - October 3, 2005
GLOBAL ASSETS ADVISORS, LLC
April 22, 1993 - August 18, 2006
INTERNATIONAL ASSETS ADVISORY, LLC
June 3, 1992 - April 15, 1993
MORGAN STANLEY DW INC.
May 9, 1991 - January 8, 1992
CITICORP INVESTMENT SERVICES
November 19, 1990 - April 23, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
March 16, 1990 - November 21, 1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
November 14, 1989 - March 17, 1990
NATIONAL SECURITIES CORPORATION
April 21, 1987 - November 16, 1989
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2023)
(5/31/2016)
(11/30/2022)
(11/28/2023)
(9/4/2014)
(11/28/2023)
(8/8/2006)
(8/19/2016)
(8/14/2006)
(2/3/2017)
(11/28/2023)
(7/22/2009)
(1/29/2025)
(2/6/2023)
(11/28/2023)
(11/28/2023)
(7/18/2014)
(1/13/2015)
(6/10/2013)
(4/18/2016)
(2/6/2020)
(1/5/2016)
(12/26/2023)
(11/28/2023)
(5/28/2015)
(11/28/2023)
(11/1/2016)
(11/28/2023)
(2/3/2017)
(8/15/2006)
(8/8/2024)
(2/6/2020)
(10/11/2022)
(4/13/2022)
(3/11/2016)
(2/6/2023)
(1/3/2024)
(1/4/2012)
(11/28/2023)
(7/3/2014)
(8/24/2016)
(2/6/2023)
(11/28/2023)
(10/22/2013)
(6/21/2010)
(2/6/2020)
(11/28/2023)
(11/28/2023)
(1/4/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
