Marcus Alexis
Professional summary
Marcus Alexis, who also goes by Marcus Leopold Alexis, is a registered financial professional currently at MISSIONSQUARE WEALTH MANAGEMENT located in Washington, District Of Columbia.
Marcus is registered as a RR (Registered Representative) and started their career in finance in 1999. Marcus has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 3, SIE, Series 7, Series 2 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marcus Alexis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2026 - Present
MISSIONSQUARE WEALTH MANAGEMENT
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240July 30, 2018 - October 10, 2022
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
August 4, 2000 - February 19, 2003
NICHOLAS-APPLEGATE SECURITIES LLC
May 7, 1999 - February 19, 2003
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/29/2026
General Securities Representative ExaminationSeries 2
Date: 9/5/1996
Non-Member General Securities ExaminationFINRA
Current Firm
MISSIONSQUARE WEALTH MANAGEMENT
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRESIDENT & PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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