David Geschke

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CRD#: 1618774

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Geschke, who also goes by David Edward Geschke, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1987. David had worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Edward Geschke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CARE PRIVATE WEALTH LLC POSITION: Managing Partner, Recruiter NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2024 ADDRESS: 2003 S Cooper Pl, Tampa FL 33609, United States DESCRIPTION: recruiting to build CARE Private Wealth

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 16, 2024 - April 11, 2025

LINCOLN INVESTMENT

RIA

CRD#: 519

Irving, TX

Past

April 16, 2024 - April 11, 2025

CAPITAL ANALYSTS

RIA

CRD#: 162200

SOUTHLAKE, TX

Past

April 16, 2024 - April 11, 2025

LINCOLN INVESTMENT

CRD#: 519

Irving, TX

Past

November 12, 2020 - February 6, 2023

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Dallas, TX

Past

November 11, 2020 - February 6, 2023

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

May 1, 2015 - December 23, 2019

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

DALLAS, TX

Past

April 22, 2015 - December 23, 2019

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

DALLAS, TX

Past

April 17, 2015 - December 23, 2019

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

April 17, 2015 - December 23, 2019

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

October 5, 2009 - June 3, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ORLAND PARK, IL

Past

January 27, 2009 - June 3, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ORLAND PARK, IL

Past

June 27, 2003 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

WOODLAND HILLS, CA

Past

July 11, 2002 - July 9, 2003

CHOREO, LLC

RIA

CRD#: 111221

OAKLAWN, IL

Past

February 4, 1993 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

WOODLAND HILLS, CA

Past

January 30, 1990 - January 13, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

May 23, 1988 - February 15, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

February 24, 1987 - June 1, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LINCOLN INVESTMENT

CRD#: 519 / SEC#: 801-14059, 8-14354

RIA

Registered Investment Advisory firm - SEC (9/11/1978 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/31/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/12/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 5/25/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LINCOLN INVESTMENT

CRD#: 519 / SEC#: 801-14059, 8-14354

RIA

Registered Investment Advisory firm - SEC (9/11/1978 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232

Mailing Address

601 Office Center Drive Suite 150-mailroom, Fort Washington, PA 19034

Phone number

(215) 887-8111

Established

Pennsylvania since 08/01/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,293

SEC notice filing (49 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

LINCOLN INVESTMENT PLANNING, LLC FORM ADV PART 2A APPENDIX I BROCHURE (8/13/2025)

LINCOLN INVESTMENT PLANNING, LLC FORM ADV PART 2A BROCHURE (8/13/2025)

Direct owners and executive officers

Name	Position	CRD#
LINCOLN INVESTMENT CAPITAL HOLDINGS, LLC	MEMBER/OWNER
ALEXANDER, DANIEL SEAN	EXECUTIVE VICE-PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER	4051341
BUETI, ANTHONY CHARLES	SENIOR VICE-PRESIDENT, OPERATIONS & SERVICE/ PRINCIPAL OPERATIONS OFFICER	5876104
BURA, KAREN DOUGHERTY	VICE-PRESIDENT, CONTROLLER	1666006
ESTES, JASON CHRISTOPHER	EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION & TECHNOLOGY OFFICER	7485210
FLAX, STEVEN NEIL	EXECUTIVE VICE-PRESIDENT, CHIEF HUMAN RESOURCES OFFICER	5655474
FORST, EDWARD SAMUEL JR	ELECTED MANAGER/CEO	708024
LECKEY, KATHLEEN KINSLOW	PRESIDENT, CHIEF OPERATING OFFICER	2447809
MATTSON, MAUREEN ANN	EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	5952728
MCCARTHY, DIANE MULHERRIN	EXECUTIVE VICE-PRESIDENT/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/ELECTED MANAGER	4923328
MEHROTRA, SHASHI	SENIOR VICE-PRESIDENT, CHIEF INVESTMENT OFFICER	2640875
OBERLIES, SUSAN MARY	SENIOR VICE-PRESIDENT, CORPORATE COUNSEL/SECRETARY	3009149

Regulatory assets under management

Total Number of Accounts	201,292
AUM (Assets Under Management)	$ 18,904,482,714

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
09/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Geschke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL ANALYSTS

LINCOLN INVESTMENT

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

CHOREO, LLC

AMERIPRISE ADVISOR SERVICES, INC.

GRUNTAL & CO., L.L.C.

J. T. MORAN & CO., INC.

SHERWOOD CAPITAL, INC.

Primary Firm SEC Registration

LINCOLN INVESTMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2000

Series 63

Date: 11/5/1987

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 10/31/2005

Series 7

Date: 2/21/1987

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 9/12/1997

Series 8

Date: 5/25/1993

Current Firm

LINCOLN INVESTMENT

Contact information

SEC notice filing (49 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LINCOLN INVESTMENT

TRUST BUT VERIFY

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