Curt M. Gearen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curt Michael Gearen, who also goes by Curtis Gearen, was a registered financial professional .
Curt is a previously registered financial professional and started their career in finance in 1987. Curt had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 1992 - December 1, 1992
QUEST CAPITAL STRATEGIES, INC.
July 12, 1989 - March 31, 1992
METLIFE INVESTORS DISTRIBUTION COMPANY
October 1, 1988 - March 2, 1989
CENTRAL SECURITIES, INC.
May 19, 1988 - August 12, 1988
ELLMAN & HOWE SECURITIES
February 26, 1987 - December 16, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
