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Harry Hudnall Ware Iv

CRD# 1617239·Registered 2005 - 2014
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Hudnall Ware IV, who also goes by Harry Hudnall Ware, Harry Hunall Ware, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 2005 - 2014. Harry had worked at 1 firm and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harry Hudnall Ware, Harry Hunall Ware

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

KENMAR SECURITIES, L.P.·CRD# 29375
BD
Richmond, VA
January 14, 2005 - May 5, 2014

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Current Firm

KS
KENMAR SECURITIES, L.P.

KENMAR SECURITIES INC. | KENMAR SECURITIES, L.P. | KENMAR SECURITIES, INC.

CRD#: 29375 / SEC#: 8-44281
BD
Terminated by SEC on 11/28/2014

Contact Information

Established

Delaware since 03/17/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KENMAR OLYMPIA, LLCOWNER—
SPOHR, DAVID KONRADCHAIRMAN, CEO, COO, CCO & CORPORATE SECRETARY1507667
WALKER, LORI M.S.FINANCIAL OPERATION1893020

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2005About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Feb 2005About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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