Alan B. Harrison
Professional summary
Alan Bartlett Harrison, who also goes by Bart Harrison, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Trussville, Alabama.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1987. Alan has worked at 8 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Bartlett Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2015 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 263 Us Hwy 11, Trussville, AL 35173June 27, 2011 - September 4, 2014
EMERSON EQUITY LLC
April 10, 2009 - June 18, 2010
MOODY SECURITIES, LLC
August 14, 2000 - August 20, 2008
WELLS INVESTMENT SECURITIES,INC.
March 31, 1998 - January 7, 2000
B. C. ZIEGLER AND COMPANY
April 3, 1997 - March 19, 1998
CRISPIN KOEHLER SECURITIES
October 6, 1992 - March 25, 1997
A. B. CULBERTSON AND COMPANY
May 5, 1987 - June 29, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2015)
(7/10/2024)
(5/17/2018)
(6/22/2021)
(2/4/2019)
(2/27/2020)
(4/8/2021)
(1/22/2018)
(6/15/2016)
(8/9/2019)
(9/4/2024)
(6/12/2018)
(5/13/2021)
(2/3/2016)
(5/5/2023)
(9/10/2024)
(7/22/2020)
(2/1/2022)
(9/19/2017)
(11/29/2017)
(11/4/2022)
(2/12/2022)
(6/12/2018)
(7/21/2020)
(2/20/2019)
(7/21/2020)
(2/21/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604Trussville, AL 35173TRUST BUT VERIFY
Monitor Alan Harrison
Get automatic monthly alerts on:
