Matthew E. Marting

KESTRA ADVISORY SERVICES

Chesterfield, MO 63017

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CRD#: 1616859

Professional summary

Matthew Ellis Marting Sr, who also goes by Matthew Ellis Marting Sr, Matthew Ellis Marting, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chesterfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Matthew has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Ellis Marting Sr | Matthew Ellis Marting

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: MARTING FINANCIAL POSI: RR NOB: Insurance INV REL: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 96 START DATE: 11/28/2023 ADDRESS: 15455 Conway Rd ste 350, Chesterfield MO 63017 DESC: RR Business Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, building 2 Ste 400, Austin TX 78735 DESC: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ellis Marting Sr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 15455 Conway Rd Ste 350, Chesterfield, MO 63017

RIA

CRD#: 283330

Chesterfield, MO

Current

November 27, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 15455 Conway Road Suite 350, Chesterfield, MO 63017

CRD#: 42046

Chesterfield, MO

Past

June 10, 2011 - November 29, 2023

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CHESTERFIELD, MO

Past

June 6, 2011 - November 29, 2023

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

CHESTERFIELD, MO

Past

October 15, 2008 - June 9, 2009

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

DES PERES, MO

Past

April 30, 2007 - June 9, 2009

INVEST FINANCIAL CORPORATION

CRD#: 12984

DES PERES, MO

Past

June 15, 2006 - April 30, 2007

PFIC SECURITIES CORPORATION

CRD#: 34941

DES PERES, MO

Past

April 28, 2003 - June 15, 2006

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Past

January 4, 1999 - April 30, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 2, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

November 26, 1990 - September 1, 1998

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

January 21, 1987 - November 27, 1990

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/27/2023)

Michigan
(11/27/2023)

Missouri
(11/27/2023)

IAR

Missouri
(11/27/2023)

North Carolina
(12/5/2023)

Ohio
(11/27/2023)

South Carolina
(11/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/8/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/3/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Matthew E. Marting

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ellis Marting Sr's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PFIC SECURITIES CORPORATION

M&I FINANCIAL ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

MERCANTILE INVESTMENT SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2008

Series 65

Date: 2/2/1998

Series 63

Date: 2/19/1987

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1987

Series 53

Date: 10/8/1997

Series 24

Date: 2/3/1994

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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