Raymond M. Rennie
Professional summary
Raymond Morgan Rennie, who also goes by Ray Rennie, is a registered financial advisor currently at PISMO PACIFIC FINANCIAL SERVICES, LLC located in Norman, Oklahoma.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Raymond has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Morgan Rennie's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2013 - Present
PISMO PACIFIC FINANCIAL SERVICES, LLC
Office #1: 1416 N. Porter Ave., Norman, OK 73071Office #2: 1416 N. Porter Ave., Norman, OK 73071July 1, 2003 - March 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - March 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 25, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - August 30, 2000
CITIGROUP GLOBAL MARKETS INC.
January 21, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/12/2013)
(4/4/2017)
Exams
Current Firm
PISMO PACIFIC FINANCIAL SERVICES, LLC
CRD#: 166260 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 15,921,899 |
Red Flags
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