Michael W. Ricci
Professional summary
Michael Willis Ricci is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Tampa, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Willis Ricci's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 1997 - Present
LASALLE ST SECURITIES, L.L.C.
September 12, 1994 - October 16, 1997
SAPERSTON FINANCIAL INC.
March 30, 1992 - October 6, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
November 24, 1990 - April 13, 1992
CHATFIELD DEAN & CO., INC.
May 13, 1987 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
February 4, 1987 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/1997)
(2/9/2005)
(10/2/1997)
(1/18/2005)
(12/12/2011)
(10/2/1997)
(10/2/1997)
(10/2/1997)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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