Philip W. Malakoff

FIRST LONG ISLAND INVESTORS

Jericho, NY 11753

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CRD#: 1614500

Professional summary

Philip W Malakoff, who also goes by Philip Malakoff, is a registered financial advisor currently at FIRST LONG ISLAND INVESTORS, LLC located in Jericho, New York and FLI INVESTORS, LLC located in Jericho, New York.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Philip has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Malakoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip W Malakoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

FIRST LONG ISLAND INVESTORS, LLC

Office #1: One Jericho Plaza Suite 201, Jericho, NY 11753

RIA

CRD#: 167212

Jericho, NY

Current

June 11, 2007 - Present

FLI INVESTORS, LLC

Office #1: 1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673

CRD#: 17128

Jericho, NY

Past

February 25, 2002 - May 25, 2007

WESTPORT RESOURCES MANAGEMENT INC

RIA

CRD#: 105306

WESTPORT, CT

Past

January 3, 2002 - May 15, 2007

SMH CAPITAL INVESTMENTS LLC

CRD#: 24535

WESTPORT, CT

Past

August 23, 1999 - December 20, 2001

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

August 18, 1995 - May 20, 1999

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

April 28, 1995 - June 29, 1995

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

January 3, 1990 - June 15, 1993

SPERBER ADAMS & COMPANY, INC.

CRD#: 13370

WESTPORT, CT

Past

March 24, 1987 - August 24, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST LONG ISLAND INVESTORS, LLC

FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)

CRD#: 167212 / SEC#: 801-21607

RIA

Registered Investment Advisory firm - (7/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/11/2007)

New York
(6/11/2007)

IAR

New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/8/1987

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

FIRST LONG ISLAND INVESTORS, LLC

CRD#: 167212 / SEC#: 801-21607

RIA

Registered Investment Advisory firm - (7/13/1984 Approved)

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Contact information

Main Address

One Jericho Plaza Suite 201, Jericho, NY 11753-1673

Mailing Address

Phone number

(516) 935-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST LONG ISLAND INVESTORS, LLC - 2025 BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	881
AUM (Assets Under Management)	$ 1,708,156,301

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
10/25/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Philip W. Malakoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip W Malakoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST LONG ISLAND INVESTORS, LLC

FLI INVESTORS, LLC

WESTPORT RESOURCES MANAGEMENT INC

SMH CAPITAL INVESTMENTS LLC

AXIOM CAPITAL MANAGEMENT, INC.

LADENBURG THALMANN & CO. INC.

SCHONFELD SECURITIES, LLC

SPERBER ADAMS & COMPANY, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

FIRST LONG ISLAND INVESTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2002

Series 63

Date: 5/21/1987

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1987

Series 3

Date: 1/8/1987

FINRA

Current Firm

FIRST LONG ISLAND INVESTORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST LONG ISLAND INVESTORS, LLC

TRUST BUT VERIFY

Contact information

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