Brian T. Devlin
Professional summary
Brian Thomas Devlin, who also goes by Brian T Devlin, Brian Thomas Devlin, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Boston, Massachusetts.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Thomas Devlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2023 - Present
TRUIST SECURITIES, INC.
Office #1: 100 High Street Fl 19, Boston, MA 02110December 21, 2015 - June 2, 2023
EVERCORE GROUP L.L.C.
October 8, 2010 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
January 7, 2010 - June 25, 2010
CANTOR FITZGERALD & CO.
September 30, 2008 - December 22, 2009
FTN EQUITY CAPITAL MARKETS CORP.
May 2, 2006 - November 21, 2007
JEFFERIES LLC
July 8, 2003 - April 19, 2006
BANC OF AMERICA SECURITIES LLC
May 1, 2001 - July 2, 2003
J.P. MORGAN SECURITIES INC.
August 17, 1999 - May 1, 2001
JPMSI
January 2, 1997 - August 31, 1999
ABN AMRO INCORPORATED
May 18, 1994 - January 2, 1997
THE CHICAGO CORPORATION
May 4, 1993 - June 17, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
March 27, 1992 - May 3, 1993
MORGAN STANLEY DW INC.
June 26, 1990 - April 16, 1992
UBS FINANCIAL SERVICES INC.
November 13, 1989 - July 3, 1990
HERZOG, HEINE, GEDULD, LLC
January 2, 1989 - November 15, 1989
BECKERMAN AND COMPANY, INC.
August 23, 1988 - September 6, 1988
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST SECURITIES, INC.
CRD#: 6271Boston, MA 02110TRUST BUT VERIFY
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