James H. Webb

CAPITAL FINANCIAL

OLNEY, MD 20832

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CRD#: 1613386

Professional summary

James Huey Webb II, who also goes by James Huey Webb, is a registered financial advisor currently at CAPITAL FINANCIAL, LLC located in Olney, Maryland.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Huey Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES H WEBB II (INSURANCE) POSITION: PRESIDENT NATURE: INSURANCE SALES (INVESTMENT-RELATED OBA) INVESTMENT RELATED: YES NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/28/1981 ADDRESS: 2943 OLNEY SANDY SPRING RD., SUITE A, OLNEY MD 20832 DESCRIPTION: SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Huey Webb II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 1991 - Present

CAPITAL FINANCIAL, LLC

Office #1: 3413 Olandwood Court Suite 104, Olney, MD 20832

RIA

CRD#: 122844

OLNEY, MD

Past

August 29, 2005 - April 22, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

OLNEY, MD

Past

January 11, 2002 - August 29, 2005

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

January 19, 2000 - December 31, 2001

MID ATLANTIC INVESTOR SERVICES, INC.

CRD#: 31002

WASHINGTON, DC

Past

June 16, 1987 - January 13, 1994

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

February 3, 1987 - May 28, 1987

DOMIK CORP.

CRD#: 223

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL FINANCIAL, LLC

CAPITAL FINANCIAL ADVISORS, INC. | CAPITAL FINANCIAL, LLC

CRD#: 122844 / SEC#: 801-132924

RIA

Registered Investment Advisory firm - (6/4/2025 Approved)

Maryland

Registered Investment Advisory firm - (5/23/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/23/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/2/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL FINANCIAL, LLC

CAPITAL FINANCIAL ADVISORS, INC. | CAPITAL FINANCIAL, LLC

CRD#: 122844 / SEC#: 801-132924

RIA

Registered Investment Advisory firm - (6/4/2025 Approved)

Maryland

Registered Investment Advisory firm - (5/23/1991 Approved)

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Contact information

Main Address

2943 Olney Sandy Spring Road Suite A, Olney, MD 20832

Mailing Address

Phone number

(301) 260-8575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A 2025 (5/5/2025)

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 140,828,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James H. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Huey Webb II's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

FERRIS, BAKER WATTS, LLC

MID ATLANTIC INVESTOR SERVICES, INC.

FERRIS, BAKER WATTS, LLC

DOMIK CORP.

Primary Firm SEC Registration

CAPITAL FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/9/1987

SIE

Date: 10/1/2018

Series 6

Date: 2/2/1987

Current Firm

CAPITAL FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL FINANCIAL, LLC

TRUST BUT VERIFY

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