JB
James S. Boyd
CETERA INVESTMENT ADVISERS LLC
NICHOLASVILLE, KY 40356
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CRD#: 1613318
JB
Professional summary
James Stephen Boyd is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nicholasville, Kentucky and CETERA WEALTH SERVICES, LLC located in Nicholasville, Kentucky.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JSB Marketing, Inc.~171 imperial way~nicholasville~KY~40356~Other~President~1/1/2000~10hrs~2hrs~Odd activities;Ex multi-level; non-profit/not revenue(mktng?). 2) boygan, inc.~171 imperial way~nicholasville~KY~40356~Rental Property Owner/Management~Partner/General Partner~6/15/2009~1hrs~0hrs~none- business not active-- shareholder with my children 3) CONQUER THE CODE, LLC~PO BOX 340~HILLVIEW~KY~40129-0340~Writer/Publisher~Other~5/2/2013~4hrs~1hrs~CEO 4) J. STEPHEN BOYD, CPA, PSC~171 imperial way~nicholasville~KY~40326~Tax Preparation/Accounting~Tax Preparation/Accounting~11/1/1989~80hrs~50hrs~president 5) BOYD WEALTH MANAGEMENT POSITION: Avantax Representative NATURE: This is my Avantax business. Avantax has me as a representative by name of James Boyd. I use Boyd Wealth Management for website and advertising all things Avantax. I have had my website, email and all advertisements using Boyd Wealth Management approved in the past. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 12 START DATE: 02/17/1998 ADDRESS: 171 Imperial Way, Nicholasville KY 40356, United States DESCRIPTION: Please see above. This is my Avantax business and clients. 6) CHERRY STATION STORAGE FUND LLC. POSITION: Limited Partner NATURE: Owns a Self-Storage facility INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1227 N Peachtree Pkwy, Peachtree City GA 30269, United States DESCRIPTION: None-- limited partner-- invest $20,000
CRS (Client Relationship Summary) - RIA
Click below to view James Stephen Boyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 171 Imperial Way, Nicholasville, KY 40356RIA
CRD#: 105644
NICHOLASVILLE, KY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 171 Imperial Way, Nicholasville, KY 40356BD
CRD#: 13572
NICHOLASVILLE, KY
Past
March 9, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NICHOLASVILLE, KY
Past
February 17, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NICHOLASVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
IAR
Kentucky(9/5/2025)
RR
Ohio(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Nicholasville, KY 40356TRUST BUT VERIFY
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