Mario Yngerto

GENESIS WEALTH MANAGEMENT

Coral Gables, FL 33134

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CRD#: 1612984

Professional summary

Mario Yngerto, CFP®, ChFC®, CPWA® is a registered financial advisor currently at GENESIS WEALTH MANAGEMENT, INC. located in Coral Gables, Florida.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mario has worked at 16 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Genesis Wealth Management, Inc. is a fee-only Registered Investment Advisor. It is our ultimate goal to provide individuals, families and business owners with an exceptional advisory experience through a highly personalized, conflict-free, fee-only relationship. Our firm focuses on Financial Planning and Asset Management for individuals and small business owners. We believe that individuals are best served when their investments are systematically aligned with their financial goals and objectives.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Insurance Planning

Estate Planning

Retirement Income Management

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Estate & Generational Planning...

Financial Psychology/Coaching

High Net Worth Client Needs

Hourly

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Yngerto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

ChFC^®

Chartered Financial Consultant

CPWA^®

Certified Private Wealth Advisor

Start date: 2015-06-16

Expire date: 2023-05-31

Experience

Current

May 24, 2011 - Present

GENESIS WEALTH MANAGEMENT, INC.

Office #1: 2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

RIA

CRD#: 157441

Coral Gables, FL

Past

January 6, 2011 - November 30, 2011

SELF WORTH FINANCIAL PLANNING LLC

RIA

CRD#: 128150

PLANO, TX

Past

November 14, 2003 - June 16, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

FRISCO, TX

Past

October 6, 2003 - June 16, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

PLANO, TX

Past

June 7, 2001 - November 4, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

MIAMI LAKES, FL

Past

January 21, 2000 - October 14, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

February 9, 1999 - December 21, 1999

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

May 20, 1996 - January 11, 1999

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

December 10, 1993 - January 6, 1994

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 29, 1993 - May 17, 1995

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

June 12, 1991 - May 5, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 12, 1991 - May 5, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 5, 1989 - September 20, 1989

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

May 5, 1989 - June 8, 1989

ARGONNE CAPITAL CORPORATION

CRD#: 23422

Past

November 24, 1987 - April 27, 1989

PROFILE INVESTMENTS CORPORATION

CRD#: 16478

Past

January 21, 1987 - September 23, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/13/2011)

IAR

Louisiana
(4/9/2018)

IAR

Texas
(5/24/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Current Firm

GENESIS WEALTH MANAGEMENT, INC.

CRD#: 157441 / SEC#: 801-72341

RIA

Registered Investment Advisory firm - (3/8/2012 Terminated)

Florida

Registered Investment Advisory firm - (1/3/2012 Approved)

Louisiana

Registered Investment Advisory firm - (4/9/2018 Approved)

Texas

Registered Investment Advisory firm - (3/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 393-6960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 65,897,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Mario Yngerto

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Yngerto's CRS (Customer Relationship Summary).

Certified licenses

Experience

SELF WORTH FINANCIAL PLANNING LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

PRIME CAPITAL SERVICES, INC.

RUSHMORE SECURITIES CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ARGONNE CAPITAL CORPORATION

PROFILE INVESTMENTS CORPORATION

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2001

Series 63

Date: 6/10/1987

Series 7

Date: 1/17/1987

Current Firm

GENESIS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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