SD
Samuel R. Davis
CETERA INVESTMENT ADVISERS LLC
NASHVILLE, TN 37217
Some features on this profile are disabled
CRD#: 1612429
SD
Professional summary
Samuel Ray Davis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nashville, Tennessee and CETERA WEALTH SERVICES, LLC located in Hohenwald, Tennessee.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Samuel has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) A D & G Development Group, Inc 125 Web Ave~Hohenwald~TN~38462~Other~Owner/Sole Proprietor~10/1/2011~5hrs~5hrs~CFO/Accounting. 2) WORLDWIDE CYBERSECURITY SERVICES POSITION: Partner NATURE: The activities being proposed is to provide IT cyber security support, monitoring and corrective action if needed to business clients that desire to outsource the protection of company computers and networks that interface over the internet. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2022 ADDRESS: 125 Webb Ave, Ste 102, Hohenwald TN 38462, United States DESCRIPTION: My role in the partnership is to provide administrative and accounting support and manage the accounts payable and the accounts receivable. Also required will be to maintain the cash management functions. 3) Co-Executor, Mother's Estate 4570 Buffalo Road~Hohenwald~TN~38462~Other~Other~9/1/2014~0hrs~0hrs~Upon Death as co-executor of the estate, assist in probate and filing of required returns. 4) Hohenwald Arts Council 100 E Main Street~Hohenwald~TN~38462~Nonprofit~Director/Officer~1/1/2009~2hrs~2hrs~Treasurer, Fundraising Committee. 5) Lewis County Museum Board 100 E Main St~Hohenwald~TN~38462~Nonprofit~President~1/1/2009~1hrs~1hrs~Preside over Quarterly Board Meetings. 6) S.R. Davis and Associates 125 Webb Ave, Suite 102~Hohenwald~TN~38462~Other~Owner/Sole Proprietor~3/1/2004~5hrs~0hrs~Business consultant & home energy savings products sales and services. 7) Tax Express~'NIR'~125 Webb Ave, Suite 101~Hohenwald~TN~38462~Tax Preparation/Accounting~Owner/Sole Proprietor~1/15/2011~10hrs~10hrs~Supervise 2 tax preparers. 8) Venture Financial Group~'NIR'~125 Webb Ave, Suite 102~Hohenwald~TN~38462~Independent Insurance Agent~Owner/Sole Proprietor~9/1/2000~1hrs~0hrs~Sell and service life insurance and health insurance to business and individual clients. 9) Venture Financial Group/Owner~'NIR'~125 Web Avenue, Suite 125~Hohenwald~TN~38462~Tax Preparation/Accounting~Tax Preparation/Accounting~7/1/1998~40hrs~10hrs~Supervise staff, bookkeeping and tax services. 10) VENTURE FINANCIAL GROUP; Owner: As one of the services occasionally provided through my Accounting firm, I pay the household bills for one of my Accounting and tax clients with a separate non-investment bank account designated solely for that purpose. INVESTMENT RELATED: Yes; 2hrs; 2hrs; Started 04/02/2001; 125 Webb Ave, Ste 102, Hohenwald TN 38462, US; We receive personal bills for the client and make the payments for them each month. 11) RAYMOND C HUMPHREYS JR ESTATETE; Administrator: Court appointed Administrator of the Estate after initial Executor was deemed incompetent to fulfill the required duties. INVESTMENT RELATED: 3hrs; 3hrs; Started 08/04/2022; 125 Webb Ave, Ste 102, Hohenwald TN 38462, US; Complete the transfer of stock Certificates held by the decedent so that they can be sold and properly disbursed to the beneficiaries. Complete a final report of the estate's transactions for the probate court. 12) VENTURE FINANCIAL GROUP/DBA NEWDAY ADVISORY POSITION: Sole Member NATURE: Tax Preparation for personal and business returns, bookkeeping and accounting services, and CFO small business advisory services. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/1998 ADDRESS: 125 Web Avenue, Suite 125, Hohenwald TN 38462, United States DESCRIPTION: Supervise staff, bookkeeping and tax services as well as consulting with small business clients.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Ray Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1645 Murfreesboro Road Suite H, Nashville, TN 37217RIA
CRD#: 105644
NASHVILLE, TN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 125 Webb Ave Ste 102, Hohenwald, TN 38462BD
CRD#: 13572
HOHENWALD, TN
Past
April 5, 2004 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NASHVILLE, TN
Past
January 3, 1990 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HOHENWALD, TN
Past
March 7, 1988 - December 31, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Past
February 24, 1987 - June 17, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
California(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Oregon(9/5/2025)
RR
Tennessee(9/5/2025)
IAR
Tennessee(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
