AM
Andre G. Marshall
CETERA INVESTMENT ADVISERS LLC
PLYMOUTH, MN 55446
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CRD#: 1612128
AM
Professional summary
Andre Gottrel Marshall, who also goes by Andre Gathrel Marshall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plymouth, Minnesota and CETERA WEALTH SERVICES, LLC located in Plymouth, Minnesota.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Andre has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andre Gathrel Marshall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: FEE BASED FINANCIAL PLANNING, ASSET MANAGEMENT; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) DBA - AGM FINANCIAL, OWNER, DBA FOR VARIOUS ADMINISTRATIVE ISSUES IE HIRING, ORDERING SUPPLIES ETC, MINNEAPOLIS, MN, 1 HOUR PER WEEK. (4) NAME OF OTHER BUSINESS: ZION BAPTIST CHURCH ; INVESTMENT RELATED: NO ; ADDRESS: 621 ELWOOD AVE NORTH. MPLS MN 55411 ; NATURE OF BUSINESS: CHURCH ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: DEACON & BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 2-4 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: BOARD OF TRUSTEE AND MEMBER OF FINANCIAL COMMITTEE. FUNDRAISING FOR CHURCH. HELPING THE COMMUNITY USING THE SERVICES THE CHURCH OFFERS ; (5) DBA FINANCIAL GUARDIAN, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 6/2015, OWNER, DBA FOR FINANCIAL SERVICES. (6) NAME OF OTHER BUSINESS: AGM FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL PLANNING ; START DATE: 09/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO / FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING FOR INDIVIDUALS AND BUSINESSES ; (7) NAME OF OTHER BUSINESS: ANDRE MARSHALL FINANCE COACH ; INVESTMENT RELATED: NO ; ADDRESS: 621 ELWOOD AVE N, MPLS, MN 55411 NATURE OF BUSINESS: FINANCIAL COACH START DATE: 04/2021 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: EDUCATING ATTENDEES ON VARIOUS FINANCIAL LESSONS;
CRS (Client Relationship Summary) - RIA
Click below to view Andre Gottrel Marshall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 18200 45th Ave N Ste 100a, Plymouth, MN 55446RIA
CRD#: 105644
PLYMOUTH, MN
Current
September 16, 1994 - Present
CETERA WEALTH SERVICES, LLC
Office #1: Fernbrook Business Center 14276 23rd Ave N, Plymouth, MN 55447BD
CRD#: 13572
Plymouth, MN
Past
January 27, 2014 - December 4, 2023
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Brooklyn Park, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
October 3, 1991 - September 14, 1994
AAM SECURITIES, INC.
BD
CRD#: 15383
Past
March 20, 1987 - September 25, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 20, 1987 - September 25, 1991
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/14/2006)
RR
California(8/1/2001)
RR
Florida(7/20/2018)
RR
Georgia(6/9/2010)
RR
Illinois(10/7/2024)
RR
Indiana(1/3/2024)
RR
Kentucky(11/20/2019)
RR
Michigan(1/11/2016)
RR
Minnesota(9/20/1994)
IAR
Minnesota(6/29/2023)
RR
Nevada(3/7/2008)
RR
New Jersey(1/3/2024)
RR
Ohio(1/3/2024)
RR
Oregon(8/7/2002)
RR
Rhode Island(1/11/2012)
RR
Texas(8/25/2015)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
