Brian L. Segel

EAGLE STRATEGIES LLC

EDISON, NJ 08837

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CRD#: 1610632

Professional summary

Brian Lee Segel, who also goes by Brian Lee Segel, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Edison, New Jersey and NYLIFE SECURITIES LLC located in Edison, New Jersey.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Lee Segel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Renewal Residual Commission; insurance related; 379 Thornall Street, 8th Floor, Edison, NJ 08837; Insurance Broker; start 02/2024; 0 hours per month; Insurance Broker]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Segel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2025 - Present

EAGLE STRATEGIES LLC

Office #1: 379 Thornall St 8th Floor, Edison, NJ 08837

RIA

CRD#: 110826

EDISON, NJ

Current

January 6, 2025 - Present

NYLIFE SECURITIES LLC

Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837

CRD#: 5167

EDISON, NJ

Past

August 10, 2023 - February 2, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEW YORK, NY

Past

August 10, 2023 - February 2, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

NEW YORK, NY

Past

September 7, 2022 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEW YORK, NY

Past

September 7, 2022 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEW YORK, NY

Past

June 14, 2021 - September 1, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

White Plains, NY

Past

February 25, 2020 - September 1, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

White Plains, NY

Past

June 28, 2012 - January 9, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WHITE PLAINS, NY

Past

July 26, 2011 - January 9, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

WHITE PLAINS, NY

Past

March 5, 2008 - June 24, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WHITE PLAINS, NY

Past

February 26, 2008 - June 24, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WHITE PLAINS, NY

Past

May 29, 2007 - March 3, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

May 29, 2007 - March 3, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 6, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

NEW YORK, NY

Past

November 12, 2002 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

NEW YORK, NY

Past

September 9, 2002 - November 15, 2002

QUICK & REILLY, INC.

RIA

CRD#: 11217

WHITE PLAINS, NY

Past

March 21, 2002 - November 15, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 31, 1995 - April 8, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 31, 1993 - February 8, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 23, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 25, 1987 - August 20, 1988

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

May 19, 1987 - August 20, 1988

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/6/2025)

IAR

New Jersey
(6/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/19/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian L. Segel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Segel's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

QUICK & REILLY, INC.

QUICK & REILLY, INC.

A. G. EDWARDS & SONS, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2002

Series 63

Date: 7/9/1987

SIE

Date: 10/1/2018

Series 3

Date: 12/19/1988

Series 7

Date: 11/19/1988

Series 6

Date: 5/18/1987

Series 24

Date: 8/29/2016

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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