Keith A. Holmes

T. ROWE PRICE ADVISORY SERVICES

Owings Mills, MD 21117

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CRD#: 1610297

Professional summary

Keith Andre Holmes, CFP® is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Keith has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Andre Holmes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 19, 2017 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

Office #1: Three Financial Center 4515 Painters Mill Road, Owings Mills, MD 21117

RIA

CRD#: 108958

Owings Mills, MD

Current

July 19, 2017 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

August 10, 2016 - May 25, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

OWINGS MILLS, MD

Past

July 21, 2016 - May 25, 2017

LPL FINANCIAL LLC

CRD#: 6413

OWINGS MILLS, MD

Past

September 29, 2009 - January 16, 2014

MORGAN STANLEY

RIA

CRD#: 149777

ROCKVILLE, MD

Past

September 7, 2009 - January 16, 2014

MORGAN STANLEY

CRD#: 149777

ROCKVILLE, MD

Past

August 2, 2005 - July 3, 2008

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

March 19, 2003 - August 3, 2005

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

October 22, 1998 - February 19, 2003

CHAPMAN ON-LINE, INC

CRD#: 18446

BALTIMORE, MD

Past

August 25, 1988 - March 20, 2003

THE CHAPMAN CO.

CRD#: 19178

COLUMBIA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/20/2017)

Alaska
(7/20/2017)

Arizona
(7/20/2017)

Arkansas
(7/21/2017)

California
(7/19/2017)

Colorado
(7/20/2017)

Connecticut
(7/20/2017)

Delaware
(7/24/2017)

District of Columbia
(7/21/2017)

Florida
(7/21/2017)

Georgia
(7/25/2017)

Hawaii
(7/20/2017)

Idaho
(7/21/2017)

Illinois
(7/20/2017)

Indiana
(7/20/2017)

Iowa
(7/21/2017)

Kansas
(7/31/2017)

Kentucky
(7/24/2017)

Louisiana
(7/25/2017)

Maine
(7/21/2017)

IAR

Maryland
(7/19/2017)

Maryland
(7/20/2017)

Massachusetts
(7/24/2017)

Michigan
(7/24/2017)

Minnesota
(7/23/2017)

Mississippi
(7/21/2017)

Missouri
(7/21/2017)

Montana
(7/20/2017)

Nebraska
(7/31/2017)

Nevada
(7/31/2017)

New Hampshire
(7/21/2017)

New Jersey
(10/26/2017)

New Mexico
(7/20/2017)

New York
(7/20/2017)

North Carolina
(7/20/2017)

North Dakota
(7/20/2017)

Ohio
(7/20/2017)

Oklahoma
(7/20/2017)

Oregon
(7/26/2017)

Pennsylvania
(7/21/2017)

Puerto Rico
(7/21/2017)

Rhode Island
(7/21/2017)

South Carolina
(7/20/2017)

South Dakota
(7/24/2017)

Tennessee
(7/25/2017)

Texas
(7/25/2017)

Utah
(7/20/2017)

Vermont
(7/24/2017)

Virgin Islands
(7/20/2017)

Virginia
(7/20/2017)

Washington
(9/6/2017)

West Virginia
(7/27/2017)

Wisconsin
(7/24/2017)

Wyoming
(7/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/23/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/21/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/30/1989

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Andre Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

FERRIS, BAKER WATTS, LLC

RYAN BECK & CO.

CHAPMAN ON-LINE, INC

THE CHAPMAN CO.

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2016

Series 65

Date: 9/21/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Series 53

Date: 8/30/1989

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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