Steven A. Barnes
BARNES WEALTH MANAGEMENT GROUP
BAKERSFIELD, CA 93309
CRD#: 1609891
Professional summary
Steven Allen Barnes, CFP®, ChFC® is a registered financial advisor currently at BARNES WEALTH MANAGEMENT GROUP located in Bakersfield, California and PURSHE KAPLAN STERLING INVESTMENTS located in Bakersfield, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Business Succession Planning
Employee and Employer Plan Ben...
Elder Care
Investment Planning
Retirement Planning
Tax Planning
Estate Planning
Insurance Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Barnes Wealth Management Group, Inc.- Investment Related, Address: 5060 California Ave., Ste. 600, Bakersfield, CA 93309, Financial Planning Firm, Position: President, Start Date: 09/2007, 120 hours devoted a month, Duties: Running Financial Planning firm, providing Financial & investment Planning. 2. Bakersfield Boys Volleyball Club & Valley Sand Volleyball Academy Non- Investment Related, CSUB sand volleyball courts, Position: Volleyball Director & Coach, Start date: 06/2010, 20 hours devoted a month, Duties: Volleyball director & coach 3. Non- Variable Insurance: DBA Barnes Wealth Management Group Investment Related, Address: 5060 California Ave., Ste. 600, Bakersfield, CA 93309, RIA, Position: President, Start Date: 09/2007, 2 hours devoted a month, Duties: Provide advice and sales of fixed insurance contracts. 4. Barnes Wealth Management Group, Inc.-Non- Investment related, Address: 5060 California Ave., Ste. 600, Bakersfield, CA 93309, Office Rental, Position: President, Start Date; 03/2014, 1 hour devoted a month, Duties: Lease or rent office space to financial planners and/ or paraplanners. 5. Eaglebrook Advisors Investment Related 1111 Brickell Ave, 10th Flr. Miami FL 33131. Digital Asset Platform. Financial Planner. Start 5/1/2022. 1 Hr/month, 1 during trading. Assist clients with cryptocurrency and blockchain investments. 6. Girl Scouts of Central California South; Not Investment Related; 1377 W. Shaw Ave., Fresno, CA 93711; Regional Division of Girl Scouts; At Large Board Member/Finance Committee & Audit Committee; 7/13/2022; 1hr/month; 0 during trading; Monthly reviews of financial statement, CFO report and annual reviews of tax return and budget. I will not have any access to any bank or securities accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Allen Barnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
October 30, 2001 - Present
BARNES WEALTH MANAGEMENT GROUP
Office #1: 5060 California Avenue Suite 600, Bakersfield, CA 93309RIA
CRD#: 132189
BAKERSFIELD, CA
Current
November 16, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5060 California Avenue Suite 600, Bakersfield, CA 93309BD
CRD#: 35747
Bakersfield, CA
Past
August 16, 2001 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BAKERSFIELD, CA
Past
August 2, 2001 - November 25, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
BAKERSFIELD, CA
Past
February 23, 1987 - August 6, 2001
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARNES WEALTH MANAGEMENT GROUP
BARNES & ASSOCIATES | STEVE ALLEN BARNES | IRONWOOD RETIREMENT PLAN CONSULTANTS | BARNES WEALTH MANAGEMENT GROUP, INC. | BARNES WEALTH MANAGEMENT GROUP | BARNES & ASSOCIATES, INC. | BARNES & ASSOCIATES FINANCIAL PLANNING, INC.
CRD#: 132189 / SEC#: 801-118031
RIA
Registered Investment Advisory firm - (2/3/2020 Approved)California
Registered Investment Advisory firm - (3/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/13/2022)
IAR
California(10/30/2001)
RR
California(11/16/2015)
RR
Indiana(10/29/2021)
RR
Kentucky(10/13/2022)
RR
Michigan(10/29/2021)
RR
New York(10/13/2022)
RR
Oregon(10/13/2022)
RR
Texas(11/8/2021)
IAR
Texas(5/2/2022)
RR
Virginia(10/29/2021)
RR
Washington(10/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BARNES WEALTH MANAGEMENT GROUP
BARNES & ASSOCIATES | STEVE ALLEN BARNES | IRONWOOD RETIREMENT PLAN CONSULTANTS | BARNES WEALTH MANAGEMENT GROUP, INC. | BARNES WEALTH MANAGEMENT GROUP | BARNES & ASSOCIATES, INC. | BARNES & ASSOCIATES FINANCIAL PLANNING, INC.
CRD#: 132189 / SEC#: 801-118031
RIA
Registered Investment Advisory firm - (2/3/2020 Approved)California
Registered Investment Advisory firm - (3/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5060 California Ave. Suite 600, Bakersfield, CA 93309
Mailing Address
Phone number
(661) 322-9799
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,292 |
| AUM (Assets Under Management) | $ 411,644,298 |
Red Flags
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Company Information
BARNES WEALTH MANAGEMENT GROUP
CRD#: 132189Bakersfield, CA 93309TRUST BUT VERIFY
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Contact information
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