Jack M. Pausman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Murray Pausman, who also goes by Jack M Pausman, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1986. Jack had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 1998 - December 31, 2013
EDI FINANCIAL, INC.
April 4, 1994 - January 5, 1998
J.P. MORGAN SECURITIES LLC
February 26, 1991 - March 10, 1994
RAUSCHER PIERCE REFSNES, INC.
April 28, 1989 - February 28, 1991
LEHMAN BROTHERS INC.
December 26, 1986 - May 9, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
