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Kurt Alan Rusch

SUPERIOR FINANCIAL SERVICES
DES PLAINES, IL
·CRD# 1609624·40 years experience

Professional Summary

Kurt Alan Rusch is a registered financial advisor currently at SUPERIOR FINANCIAL SERVICES,INC. located in Des Plaines, Illinois. Kurt is registered as a RR (Registered Representative) and started their career in finance in 1986. Kurt has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

Current

SUPERIOR FINANCIAL SERVICES,INC.Current·CRD# 104165
BD
Des Plaines, IL
November 7, 2000 - Present

Past

RE-DIRECT SECURITIES CORPPast·CRD# 35518
BD
Villa Park, IL
June 1, 1995 - November 7, 2000
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
March 23, 1988 - May 16, 1995
THE PRUDENTIAL INSURANCE COMPANY OF AMERICAPast·CRD# 680
BD
Newark, NJ
March 23, 1988 - December 10, 1993
THE STUART-JAMES COMPANY, INCORPORATEDPast·CRD# 11691
BD
Denver, CO
December 26, 1986 - January 1, 1988

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Current Firm

SF
SUPERIOR FINANCIAL SERVICES,INC.

SUPERIOR FINANCIAL SERVICES, INC. | SUPERIOR FINANCIAL, INC | SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165 / SEC#: 8-52618
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

N168 W21931 Main Street, Jackson, WI 53037

Mailing Address

Po Box 139, Jackson, WI 53037

Phone Number

(262) 677-9036

Established

Wisconsin since 04/10/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAESE, DEBRA ANNVICE PRES/SECRETARY2273663
HAESE, WILLIAM REINHARDTPRES/TREAS/PRINC/FINOP/CCO1549272

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/11/2019)
RR
Illinois
(11/7/2000)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kurt Alan Rusch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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