Richard D. Albright
Professional summary
Richard D Albright, who also goes by Richard D Albright, Richard Dorsey Albright, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenback, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Thompsons Station, Tennessee.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard D Albright's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2018 - Present
EMPOWER ADVISORY GROUP, LLC
June 19, 2018 - Present
EMPOWER FINANCIAL SERVICES, INC.
January 31, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
January 6, 2017 - March 9, 2018
SCOTTRADE, INC.
January 21, 2014 - January 3, 2017
CETERA INVESTMENT ADVISERS LLC
November 15, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
November 14, 2013 - January 3, 2017
CETERA INVESTMENT SERVICES LLC
August 10, 2011 - November 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 2011 - November 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2008 - June 27, 2011
SSN ADVISORY, INC.
March 21, 2001 - June 27, 2011
SECURITIES SERVICE NETWORK, LLC
March 2, 1995 - March 16, 2001
EQUITY FINANCIAL CORPORATION
July 20, 1990 - February 24, 1995
ROBERT THOMAS SECURITIES, INC
September 13, 1988 - June 20, 1990
G. K. SCOTT & CO., INC.
October 14, 1987 - September 26, 1988
MORGAN KEEGAN & COMPANY, LLC
January 9, 1987 - September 23, 1987
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2018)
(6/21/2018)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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