Kevin A. Miller
Professional summary
Kevin A Miller, who also goes by Kevin Andrew Miller, Kevin Miller, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Southampton, New Jersey and TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 12 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin A Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2021 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
November 10, 2021 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528April 28, 2021 - October 22, 2021
CITIZENS SECURITIES, INC.
April 28, 2021 - October 22, 2021
CITIZENS SECURITIES, INC.
January 21, 2020 - May 7, 2021
VALIC FINANCIAL ADVISORS, INC.
November 18, 2019 - May 7, 2021
VALIC FINANCIAL ADVISORS, INC.
January 18, 2013 - October 15, 2019
EMPOWER FINANCIAL SERVICES, INC.
June 23, 2011 - November 19, 2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 16, 2006 - May 31, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
April 4, 2005 - July 12, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 16, 2002 - April 18, 2005
UBS FINANCIAL SERVICES INC.
November 9, 2001 - September 4, 2002
LINCOLN INVESTMENT
March 10, 2001 - October 26, 2001
VOYA FINANCIAL PARTNERS, LLC
April 4, 2000 - March 16, 2001
VOYA FINANCIAL ADVISORS, INC.
December 26, 1986 - May 18, 1998
BCG SECURITIES, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2021)
(11/10/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
