Jeffrey E. Fossier
Professional summary
Jeffrey Edward Fossier, who also goes by Jeff Edward Fossier, Jeff Fossier, Jeffrey E Fossier, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Louisville, Kentucky.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Edward Fossier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2022 - Present
ADP BROKER-DEALER, INC.
Office #1: 11405 Bluegrass Parkway, Louisville, KY 40299April 19, 2018 - October 18, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
April 12, 2018 - October 18, 2021
EVERLAKE DISTRIBUTORS, LLC
May 20, 2014 - April 13, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
May 19, 2014 - April 13, 2018
ALLSTATE FINANCIAL SERVICES, LLC
May 10, 2012 - May 20, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
July 7, 2011 - March 6, 2012
THE HUNTINGTON INVESTMENT COMPANY
July 7, 2011 - March 6, 2012
THE HUNTINGTON INVESTMENT COMPANY
October 29, 2010 - June 28, 2011
ALLSTATE FINANCIAL SERVICES, LLC
May 6, 2010 - June 9, 2010
EQUITABLE ADVISORS, LLC
May 4, 2010 - June 9, 2010
EQUITABLE ADVISORS, LLC
January 16, 2007 - April 28, 2010
STRATEGIC ADVISERS LLC
April 27, 2004 - April 27, 2010
FIDELITY BROKERAGE SERVICES LLC
January 28, 2000 - July 2, 2003
EMPOWER FINANCIAL SERVICES, INC.
July 29, 1994 - December 21, 1999
CITISTREET EQUITIES LLC
June 20, 1988 - April 17, 1990
ROBERT W. BAIRD & CO. INCORPORATED
January 21, 1987 - June 28, 1988
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ADP BROKER-DEALER, INC.
CRD#: 37693Louisville, KY 40299TRUST BUT VERIFY
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